Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doreen? Claim Your ProfileDoreen Eldred is a financial advisor with Wealthpenn.comllc. Doreen has been in the financial industry for over 30 years. Prior to joining Wealthpenn.comllc, Doreen worked at Morgan Stanley & Co., Incorporated and Morgan Stanley Smith Barney. Doreen has a wide range of experience in the financial industry, including securities, investments, and financial planning. Doreen is registered with FINRA and holds Series 7, 8, 9, 10, 31, 63, and 65 licenses. Doreen has a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
08/30/2019 - Present
Wealthpenn.comllc (Columbus OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CLEVELAND OH)
OH
08/23/2006 - 04/02/2007
MORGAN STANLEY DW INC. (CLEVELAND OH)
OH
07/31/1993 - 08/29/2006
CITIGROUP GLOBAL MARKETS INC. (CLEVELAND OH)
NY
04/26/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/21/1987 - 06/25/1987
DEAN WITTER REYNOLDS INC.
BC
Issued 6/23/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 8/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/5/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 5/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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