Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doreen? Claim Your ProfileDoreen Duffy is a financial professional with over 20 years of experience in the industry. Doreen is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice and securities trading services in all 50 states. Doreen has been a registered representative since 2001 and has previously held positions at Fidelity Investments Institutional Services Company, Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/03/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
06/11/2002 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
03/21/2001 - 05/07/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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