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Doreen Brenda Barr

UBS Securities LLC

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About Doreen Brenda Barr

Doreen Brenda Barr is a financial professional with over 20 years of experience in the securities industry. Barr has a strong background in investment banking and is currently registered with UBS Securities LLC in New York, NY. Previously, Doreen was employed at Credit Suisse Securities (USA) LLC from 2000 to 2024 and Prudential Securities Incorporated from 1998 to 2000. Doreen holds Series 7, 63, 65, and SIE licenses, along with the Investment Banking Registered Representative Examination (Series 79TO).

Firm Information

Doreen Barr is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Doreen Barr’s Registration & Firm History

NY

06/03/2024 - Present

UBS Securities LLC (NEW YORK NY)

NY

12/06/2019 - 06/07/2024

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/15/2000 - 12/20/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/15/1998 - 06/16/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/27/1999

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/20/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Doreen Brenda Barr.
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