Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doreen? Claim Your ProfileDoreen Gest has been a financial professional for over 30 years. Doreen is currently a registered representative of Raymond James Financial Services Advisors, Inc, a position Doreen has held since April 2023. Before joining Raymond James, Doreen has worked for other well-known financial institutions including Ameriprise Financial Services, Inc., Morgan Stanley, Brookstreet Securities Corporation, A.G. Edwards & Sons, Inc., UBS Paine Webber Inc., First Union Brokerage Services, Inc., Atlas Securities, Inc., Fidelity Brokerage Services, Inc., Security Pacific Investments, Inc., Advest, Inc., and PaineWebber Incorporated. Doreen is licensed to offer financial advice in 38 states and the District of Columbia. Doreen works with a wide range of clients including individuals, high net worth individuals, businesses, corporations, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
05/03/2023 - Present
Raymond James Financial Services Advisors, Inc. (Fort Lauderdale FL)
FL
06/12/2015 - 05/12/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Ft Lauderdale FL)
FL
12/05/2013 - 06/18/2015
MORGAN STANLEY (FT. LAUDERDALE FL)
FL
11/22/2013 - 12/03/2013
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
10/09/2012 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (BOCA RATON FL)
FL
08/01/2003 - 07/23/2007
BROOKSTREET SECURITIES CORPORATION (FT. LAUDERDALE FL)
MO
04/06/2001 - 08/06/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
11/30/1998 - 04/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NC
03/21/1993 - 07/22/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
09/05/1991 - 05/26/1992
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
RI
01/26/1990 - 02/13/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
CA
04/15/1988 - 02/03/1990
SECURITY PACIFIC INVESTMENTS, INC. (OAKLAND CA)
NA
08/14/1987 - 04/12/1988
ADVEST, INC.
NA
08/02/1986 - 07/13/1987
PAINEWEBBER INCORPORATED
NA
07/03/1985 - 08/26/1986
DEAN WITTER REYNOLDS INC.
BOTH
Issued 12/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/30/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/8/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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