Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doran? Claim Your ProfileDoran James is a financial advisor with over 35 years of experience in the industry. Doran is currently registered with J. W. Cole Advisors, Inc., a firm that specializes in providing financial planning and investment management services to individuals, businesses, and institutions. Prior to joining J. W. Cole Advisors, Inc. Doran was a financial advisor with LPL FINANCIAL LLC for over 11 years. Doran holds the Series 3, 7, 63, and 65 licenses and the SIE exam. Doran is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/20/2023 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
WY
11/11/2011 - 05/08/2023
LPL FINANCIAL LLC (ROCK SPRINGS WY)
WY
06/01/2009 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (ROCK SPRING WY)
WY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ROCK SPRING WY)
WY
06/03/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ROCK SPRING WY)
NY
07/31/1993 - 06/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/25/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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