Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doraida? Claim Your ProfileDoraida Fernandez is a registered representative and investment advisor representative. Doraida Fernandez is currently employed with Raymond James & Associates, Inc. and has been in the industry since July 20, 2001. Doraida Fernandez has been registered with FINRA since 2000. She has passed several exams including Series 6, Series 7, Series 63, and Series 65. Doraida Fernandez has experience working with individuals, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, insurance companies, charitable organizations, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/08/2021 - Present
Raymond James & Associates, Inc. (Miami FL)
FL
10/17/2012 - 06/14/2021
WELLS FARGO CLEARING SERVICES, LLC (CORAL GABLES FL)
FL
12/09/2010 - 06/14/2012
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
10/30/2009 - 11/30/2010
BB&T INVESTMENT SERVICES, INC. (MIAMI FL)
FL
06/01/2007 - 09/23/2009
COLONIAL BROKERAGE, INC. (MIAMI FL)
FL
01/01/2005 - 01/04/2007
HSBC SECURITIES (USA) INC. (CORAL GABLES FL)
NY
09/30/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
FL
07/17/2002 - 09/30/2003
EFG CAPITAL INTERNATIONAL (MIAMI FL)
NY
12/13/2001 - 07/05/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/15/2000 - 06/28/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 02/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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