Unclaimed
Dora Marie Byxbe is a registered investment advisor representative with PNC Investments. Dora has been in the financial services industry since February 28, 2000, and has extensive experience in the investment industry. Dora holds Series 65, 66, 7, 9, 10, 31, 99TO and SIE licenses. In addition, Dora holds registrations in Ohio and Pennsylvania. Dora has been associated with PNC Investments since August of 2012. Prior to PNC Investments, Dora was associated with Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, MML Investors Services, Inc. and Citigroup Global Markets Inc. and Dean Witter Reynolds Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
10/02/2012 - Present
PNC Investments (CLEVELAND OH)
MO
10/08/2010 - 08/23/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
04/23/2008 - 08/23/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NY
01/07/2005 - 03/25/2008
MML INVESTORS SERVICES, INC. (ALBANY NY)
NY
08/23/1999 - 04/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/05/1999 - 07/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/17/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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