Unclaimed
Dora Walker is a financial advisor with PFS Investments Inc. Dora has been in the industry since 1990 and is registered in California, Illinois, Mississippi, Missouri, Tennessee and Washington. Dora is Series 6, 26, and 63 licensed. Dora is active in both Broker-Dealer and Investment Advisor roles. Dora is located in LOS ANGELES, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
11/23/1990 - Present
PFS Investments Inc. (LOS ANGELES CA)
BC
Issued 03/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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