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Dony Serrano Samonte

Smbc Nikko Securities America, Inc.

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About Dony Serrano Samonte

Dony Samonte is a registered representative with SMBc Nikko Securities America, Inc. Dony has been in the securities industry since 2006. Dony is licensed in 51 states. Dony's current employment is with SMBc Nikko Securities America, Inc. in New York, New York. Dony's previous employment was with DEUTSCHE BANK SECURITIES INC. in Jacksonville, Florida. Dony holds the Series 7, Series 63, SIE and Series 79TO licenses.

Firm Information

Dony Samonte is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dony Samonte’s Registration & Firm History

NY

03/02/2020 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

FL

08/25/2006 - 09/04/2013

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 06/10/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/21/2020

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dony Serrano Samonte.
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