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Donwin Sylvester Braun

Northrock Partners, LLC

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About Donwin Sylvester Braun

Donwin Braun is a financial advisor with Northrock Partners, LLC. Donwin has been working in the financial industry since 2001. Donwin has licenses to practice in California, Illinois, Minnesota, Texas and Washington. Donwin has Series 66, Series 7 and SIE licenses. Donwin also has a current Minnesota insurance license for Accident & Health and Life.

Firm Information

Donwin Braun is currently registered with Northrock Partners, LLC. Northrock Partners, LLC is an investment advisor with approximately $1 billion to $10 billion in assets under management. The firm offers financial planning, consulting, and portfolio management services to high-net-worth individuals, corporations, charitable organizations, and other investment advisors. Northrock Partners is headquartered in Minneapolis, MN.
Northrock Partners, LLC

225 SOUTH SIXTH STREET

MINNEAPOLIS, MN 55402

$5.80B

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Donwin Braun’s Registration & Firm History

MN

01/10/2023 - Present

Northrock Partners, LLC (MINNEAPOLIS MN)

MN

10/17/2013 - 07/17/2015

PURSHE KAPLAN STERLING INVESTMENTS (MINNEAPOLIS MN)

MN

04/08/2004 - 10/17/2013

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

04/08/2004 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

10/04/2001 - 10/22/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/04/2001 - 10/22/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/15/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/17/2015

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Donwin Sylvester Braun.
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