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Dontae Thompson

Alliance-ONE Investments, LLC

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About Dontae Thompson

Dontae Thompson is a financial advisor with Alliance-ONE Investments, LLC, a firm with its main branch in Tulsa, OK. Dontae has been in the industry since October 16, 2022, with previous experience at J.P. MORGAN SECURITIES LLC.

Firm Information

Dontae Thompson is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dontae Thompson’s Registration & Firm History

OK

03/01/2023 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

MN

02/23/2022 - 07/07/2022

J.P. MORGAN SECURITIES LLC (Brooklyn Park MN)

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Licenses & Designations

BC

Issued 03/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2024

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/23/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dontae Thompson.
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