Unclaimed
Dontae Thompson is a financial advisor with Alliance-ONE Investments, LLC, a firm with its main branch in Tulsa, OK. Dontae has been in the industry since October 16, 2022, with previous experience at J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
03/01/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
MN
02/23/2022 - 07/07/2022
J.P. MORGAN SECURITIES LLC (Brooklyn Park MN)
BC
Issued 03/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/23/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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