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Donny Alex Dutton

Empower Financial Services, Inc.

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About Donny Alex Dutton

Donny Alex Dutton is a financial advisor with Empower Financial Services, Inc., located in Raleigh, NC. Donny has been in the financial industry since February 23, 2001. Donny holds the Series 7, Series 31, Series 63 and SIE licenses and is registered to conduct business in North Carolina. Donny previously worked for Prudential Investment Management Services LLC, Transamerica Investors Securities Corporation, Wells Fargo Advisors, LLC, BB&T Investment Services, Inc., A. G. Edwards & Sons, Inc., Wachovia Securities, LLC and Prudential Securities Incorporated.

Firm Information

Donny Dutton is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donny Dutton’s Registration & Firm History

NC

04/04/2022 - Present

Empower Financial Services, Inc. (Raleigh NC)

NJ

01/28/2020 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

12/01/2011 - 01/10/2020

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

NC

07/31/2006 - 11/22/2011

WELLS FARGO ADVISORS, LLC (GREENSBORO NC)

NC

11/15/2005 - 06/30/2006

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

MO

12/16/2004 - 11/09/2005

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MO

07/01/2003 - 11/23/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

12/04/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/16/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 12/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donny Alex Dutton.
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