Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donnell? Claim Your ProfileDonnell Erik Scott is a financial advisor with UBS Financial Services Inc. Donnell is a Registered Representative and Investment Advisor Representative in the state of Pennsylvania. Donnell has been a financial advisor for over 20 years and has held previous positions with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and Citigroup Global Markets Inc. Donnell is a Registered Representative and Investment Advisor Representative in the state of Pennsylvania. Donnell holds several professional designations, including Series 7, Series 10, Series 31, Series 63, and Series 65. Donnell is a member of The Mentoring Partnership of SW PA, a charity/private foundation based in Pittsburgh, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/28/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
DE
01/04/2019 - 09/04/2020
MORGAN STANLEY (REHOBOTH BEACH DE)
WV
12/05/2014 - 12/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRIDGEPORT WV)
OH
11/16/2012 - 09/09/2014
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
MN
10/20/2006 - 06/15/2012
UBS FINANCIAL SERVICES INC. (ROCHESTER MN)
NY
05/20/1998 - 06/30/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/26/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 05/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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