Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Teruko Saiki is a financial advisor registered with Wells Fargo Clearing Services, LLC. Donna has been in the financial services industry since November 8, 1993. Donna is registered with the following states: Alaska, Arizona, California, Florida, Idaho, Massachusetts, Nebraska, New Jersey, New York, and Oregon. Donna has a total of 10 years of experience with Wells Fargo Investments, LLC and Citigroup Global Markets Inc. Donna is a registered representative with FINRA and a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (CULVER CITY CA)
CA
03/08/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
CA
05/29/2007 - 03/29/2010
CITIGROUP GLOBAL MARKETS INC. (MARINA DEL REY CA)
CA
10/25/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (SANTA MONICA CA)
CA
04/16/2002 - 12/16/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
08/23/2001 - 04/12/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
02/14/1998 - 07/16/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/22/1992 - 02/14/1998
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
IA
Issued 01/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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