Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Guerrero is a financial advisor with Oppenheimer & Co. Inc. in Houston, Texas. Donna has been in the industry since 1993 and is registered with the state of Texas. Previously, Donna was employed with Stanford Group Company, Wachovia Securities, LLC, Prudential Securities Incorporated and Paine Webber Incorporated. Donna's specializations include providing financial planning, portfolio management for individuals, businesses and pooled investment vehicles, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
03/20/2009 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
04/13/2007 - 03/11/2009
STANFORD GROUP COMPANY (HOUSTON TX)
TX
01/18/2005 - 04/16/2007
WACHOVIA SECURITIES, LLC (HOUSTON TX)
MO
07/01/2003 - 10/04/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/16/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/18/1992 - 08/30/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Donna Guerrero is the right advisor for you? Invested Better is here to help.
