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Donna Marie Larios

Cetera Advisors LLC

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About Donna Marie Larios

Donna Marie Larios is a financial professional with over 20 years of experience in the industry. Donna is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Donna has previously been registered with FIRST ALLIED SECURITIES, INC., A I M DISTRIBUTORS, INC., and OPPENHEIMERFUNDS DISTRIBUTOR, INC. Donna holds the Series 6 and SIE licenses.

Firm Information

Donna Larios is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donna Larios’s Registration & Firm History

CA

02/15/2022 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

02/15/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

TX

10/10/2000 - 03/06/2003

A I M DISTRIBUTORS, INC. (HOUSTON TX)

NY

08/22/1996 - 05/18/1998

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donna Marie Larios.
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