Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna marie? Claim Your ProfileDonna Marie Kelly is a financial advisor with RBC Capital Markets, LLC. Donna Marie Kelly has been a registered representative in the securities industry since 2005 and has been an investment advisor representative since 2013. Donna Marie Kelly has worked with Raymond James Financial Services, Inc., APW Capital, Inc., Stifel, Nicolaus & Company, Incorporated, LPL Financial LLC, Janney Montgomery Scott LLC, UBS Financial Services Inc., Deutsche Bank Securities Inc., Citigroup Global Markets Inc., and Legg Mason Wood Walker, Incorporated. Donna Marie Kelly holds a Series 3, 7, 9, 10, 24, 30, 31, and 66 licenses and the SIE exam. Donna Marie Kelly is also licensed to provide investment advisory services in Pennsylvania and Texas. Donna Marie Kelly specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/13/2022 - Present
RBC Capital Markets, LLC (LANCASTER PA)
PA
11/12/2021 - 05/23/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (LANCASTER PA)
PA
05/06/2021 - 12/31/2021
APW CAPITAL, INC. (BERWYN PA)
NJ
07/28/2020 - 04/12/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (AUDUBON NJ)
PA
05/01/2019 - 12/12/2019
LPL FINANCIAL LLC (WEST CHESTER PA)
PA
06/21/2010 - 10/09/2018
JANNEY MONTGOMERY SCOTT LLC (BERWYN PA)
PA
01/18/2008 - 06/23/2010
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
PA
07/28/2006 - 01/15/2008
DEUTSCHE BANK SECURITIES INC. (PHILADELPHIA PA)
PA
02/21/2006 - 07/24/2006
CITIGROUP GLOBAL MARKETS INC. (BRYN MAWR PA)
MD
04/29/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 12/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2008
Series 30 - NFA Branch Manager Examination
BC
Issued 10/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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