Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Marie Hicko is an investment advisor representative at Wells Fargo Clearing Services, LLC. Donna has been in the securities industry since 1993. Donna has also been registered with Cetera Advisor Networks LLC, CUSO Financial Services, L.P., LPL Financial LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Securities America, Inc., Charles Schwab & Co., Inc., TD Waterhouse Investor Services, Inc., Jack White & Company, Inc., Dean Witter Reynolds Inc., Smith Barney Shearson Inc., Lehman Brothers Inc., Goldman Capital Management, Inc., Prudential Securities Incorporated, First Interregional Equity Corp., SMA Equities, Inc., PaineWebber Incorporated, and Prudential-Bache Securities Inc. Donna holds the Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 66, Series 99TO, and SIE licenses. Donna's current registrations include a Series 66 in California for both broker-dealer and investment advisor. Donna's specializations include financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/28/2020 - Present
Wells Fargo Clearing Services, LLC (Pacific Palisades CA)
CA
06/29/2018 - 08/14/2020
MUTUAL SECURITIES, INC. (Los Angeles CA)
CA
09/27/2017 - 07/03/2018
CETERA ADVISOR NETWORKS LLC (LOS ANGELES CA)
CA
05/19/2015 - 11/08/2016
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
04/01/2015 - 11/08/2016
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
02/23/2011 - 11/20/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
06/01/2009 - 04/13/2010
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
06/19/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LOS ANGELES CA)
CA
09/15/2004 - 05/16/2007
SECURITIES AMERICA, INC. (SAN DIEGO CA)
TX
02/27/2004 - 07/26/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
06/01/1998 - 02/06/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
11/26/1997 - 06/01/1998
JACK WHITE & COMPANY, INC.
NA
12/07/1994 - 09/17/1996
JACK WHITE & COMPANY, INC.
NY
03/31/1994 - 09/29/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/31/1993 - 03/23/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/05/1992 - 04/27/1993
GOLDMAN CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
03/15/1990 - 03/03/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/06/1988 - 05/31/1989
FIRST INTERREGIONAL EQUITY CORP.
NA
09/08/1988 - 12/21/1988
SMA EQUITIES, INC.
NA
01/22/1988 - 05/13/1988
PAINEWEBBER INCORPORATED
NA
12/22/1987 - 01/15/1988
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 06/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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