Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Marie Dorazio is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Donna is licensed to offer investment advisory services in the state of Pennsylvania and has a strong background in the securities industry. Donna has been registered with the state of Pennsylvania for investment advisory services since 2011 and has worked in the financial industry since 1987. Donna has a wide range of experience working for various firms, including First Union Brokerage Services, Inc. and First Fidelity Brokers, Inc. Donna is also a registered Principal with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/23/2011 - Present
Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
12/05/1988 - 01/01/1996
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
NA
10/21/1987 - 12/05/1988
FIDELCOR BROKERAGE SERVICES
IA
Issued 05/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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