Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Marie Carroll is a financial advisor at Raymond James Financial Services Advisors, Inc. Donna has been in the financial industry since 1998. She has worked with various financial companies including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and Morgan Stanley & Co. Incorporated. Donna holds the Series 7 and Series 66 licenses. She is a Certified Divorce Financial Analyst and provides services for individuals, businesses, trusts, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
10/04/2021 - Present
Raymond James Financial Services Advisors, Inc. (GAINESVILLE FL)
FL
06/01/2009 - 02/09/2017
MORGAN STANLEY (GAINESVILLE FL)
FL
11/14/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GAINESVILLE FL)
FL
09/08/2006 - 11/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE FL)
FL
03/22/2005 - 04/28/2006
JWH SECURITIES, INC. (BOCA RATON FL)
NY
04/03/1996 - 02/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Donna Carroll is the right advisor for you? Invested Better is here to help.
