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Donna Mae Miranda

Purshe Kaplan Sterling Investments

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About Donna Mae Miranda

Donna Mae Miranda has over 20 years of experience in the financial services industry. Donna is currently registered with Purshe Kaplan Sterling Investments. Donna previously worked with NYLIFE Securities LLC, American Portfolios Financial Services, Inc., UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Donna has a strong background in securities and investments, including futures managed funds and has successfully passed the Series 7, Series 31 and Series 63 exams. Donna is licensed in New York.

Firm Information

Donna Miranda is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donna Miranda’s Registration & Firm History

NY

05/07/2021 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

NY

12/03/2019 - 01/28/2020

NYLIFE SECURITIES LLC (LATHAM NY)

NY

10/20/2009 - 05/20/2019

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CLIFTON PARK NY)

NY

01/21/2000 - 08/07/2009

UBS FINANCIAL SERVICES INC. (ALBANY NY)

NY

07/28/1997 - 11/18/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 07/25/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donna Mae Miranda.
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