Unclaimed
Donna Spiconardi is a financial professional with experience in the securities industry. Donna is currently registered with B. Riley Wealth Management and has previously worked at NATIONAL SECURITIES CORPORATION. Donna holds the Securities Industry Essentials Examination (SIE) and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2022 - Present
B. Riley Wealth Management (POUGHKEEPSIE NY)
NY
09/28/2018 - 07/22/2022
NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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