Unclaimed
Donna Farren is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Pennington, NJ. Donna has been in the financial industry since 1992. Donna specializes in helping individuals, corporations, and businesses meet their financial goals. Donna is also experienced in providing investment advice for retirement planning, college savings, and estate planning. Donna is a Series 7, Series 24, Series 52, and Series 53 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/02/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NY
05/08/2008 - 06/19/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/13/2006 - 11/27/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/16/2006 - 03/15/2006
UBS SECURITIES LLC (NEW YORK NY)
NJ
05/27/1994 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
04/07/1992 - 06/22/1993
REICH & CO., INC.
NY
02/08/1991 - 03/24/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/11/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Donna Farren is the right advisor for you? Invested Better is here to help.