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Donna Lori Herrera

Wealth Enhancement Brokerage Services, LLC

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About Donna Lori Herrera

Donna Lori Herrera is a financial professional with over 16 years of experience in the industry. Donna is currently registered with Wealth Enhancement Brokerage Services, LLC and LPL Financial LLC. Donna has previously held positions at several firms including PURSHE KAPLAN STERLING INVESTMENTS, H. BECK, INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Donna has a strong background in securities and investment company products.

Firm Information

Donna Herrera is currently registered with Wealth Enhancement Brokerage Services, LLC. Wealth Enhancement Brokerage Services, LLC is a Limited Liability Company formed in June 2003. The firm is registered with the Securities and Exchange Commission and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

54

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donna Herrera’s Registration & Firm History

MN

09/03/2020 - Present

Wealth Enhancement Brokerage Services, LLC (PLYMOUTH MN)

NY

05/01/2018 - 09/10/2020

PURSHE KAPLAN STERLING INVESTMENTS (Deer Park NY)

NY

02/25/2016 - 05/02/2018

H. BECK, INC. (DEER PARK NY)

NY

04/06/2011 - 12/05/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)

NY

11/12/2009 - 02/22/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/06/2004 - 11/16/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COMMACK NY)

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Licenses & Designations

BC

Issued 05/03/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2012

Series 7 - General Securities Representative Examination

BC

Issued 07/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donna Lori Herrera.
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