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Donna Lee Haggin

ADP Broker-Dealer, Inc.

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About Donna Lee Haggin

Donna Haggin is a financial advisor with over 20 years of experience in the industry. Donna is currently registered with ADP Broker-Dealer, Inc. and holds licenses for Series 6, Series 26, and Series 63. She previously worked for Newport Group Securities, Inc. and Commerce Brokerage Services, Inc. Donna has a broad range of experience and is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Donna Haggin is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donna Haggin’s Registration & Firm History

NJ

02/11/2009 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

FL

02/22/2008 - 02/10/2009

NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)

NJ

12/13/2000 - 02/05/2008

ADP BROKER-DEALER, INC. (ROSELAND NJ)

MO

02/22/1994 - 05/21/1996

COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)

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Licenses & Designations

BC

Issued 12/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donna Lee Haggin.
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