Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna L. Bergier is a financial advisor who has been working in the financial services industry since 1996. Donna is currently registered with Raymond James & Associates, Inc. and is located in The Woodlands, TX. Donna has held previous roles with Legg Mason Wood Walker, Incorporated, Sanders Morris Harris Inc., Harris Webb & Garrison, Inc. and Cowen & Co. Donna has a Series 7, Series 63, and SIE licenses and is registered in Georgia, New Jersey and Texas. Donna specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/09/2005 - Present
Raymond James & Associates, Inc. (THE WOODLANDS TX)
MD
05/16/2000 - 11/16/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
02/01/2000 - 05/08/2000
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
TX
07/24/1996 - 02/01/2000
HARRIS WEBB & GARRISON, INC. (HOUSTON TX)
NY
07/26/1996 - 08/07/1996
COWEN & CO. (NEW YORK NY)
BC
Issued 06/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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