Unclaimed
Donna Kay Rogers is a financial advisor with Cetera Advisor Networks LLC in Van Buren, Arkansas. Donna has been in the financial industry since 2006. Donna is registered with the state of Arkansas and Oklahoma. Donna has her Series 7, Series 63 and Series 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
09/20/2019 - Present
Cetera Advisor Networks LLC (VAN BUREN AR)
AR
08/19/2014 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (VAN BUREN AR)
NY
10/26/1998 - 08/13/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
WI
07/02/1998 - 10/28/1998
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
09/15/1997 - 07/08/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
NA
11/08/1993 - 09/15/1997
MERCHANTS INVESTMENT CENTER, INC.
BC
Issued 02/10/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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