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Donna Kay Rogers

Cetera Advisor Networks LLC

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About Donna Kay Rogers

Donna Kay Rogers is a financial advisor with Cetera Advisor Networks LLC in Van Buren, Arkansas. Donna has been in the financial industry since 2006. Donna is registered with the state of Arkansas and Oklahoma. Donna has her Series 7, Series 63 and Series 65 securities licenses.

Firm Information

Donna Rogers is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donna Rogers’s Registration & Firm History

AR

09/20/2019 - Present

Cetera Advisor Networks LLC (VAN BUREN AR)

AR

08/19/2014 - 09/20/2019

SUMMIT BROKERAGE SERVICES, INC. (VAN BUREN AR)

NY

10/26/1998 - 08/13/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

WI

07/02/1998 - 10/28/1998

INVEST FINANCIAL CORPORATION (APPLETON WI)

NA

09/15/1997 - 07/08/1998

DEPOSIT GUARANTY INVESTMENTS, INC.

NA

11/08/1993 - 09/15/1997

MERCHANTS INVESTMENT CENTER, INC.

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Licenses & Designations

BC

Issued 02/10/2015

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/17/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Donna Kay Rogers. Review regulatory record here.
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