Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Maddox is an investment advisor representative and a Registered Principal with LPL Financial LLC. Donna has over 20 years of experience in the financial services industry, having previously worked with ING Financial Partners, Inc., Royal Alliance Associates, Inc., and National Planning Corporation. Donna holds multiple licenses, including Series 6, 7, 24, 63, and 65. Donna is a highly experienced advisor who can help clients with a variety of financial needs, including retirement planning, college savings, and investment management. Donna is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/26/2018 - Present
LPL Financial LLC (TULSA OK)
OK
09/09/2011 - 11/29/2017
NATIONAL PLANNING CORPORATION (TULSA OK)
OK
01/12/2010 - 09/09/2011
ING FINANCIAL PARTNERS, INC. (TULSA OK)
OK
09/03/2004 - 08/21/2009
ROYAL ALLIANCE ASSOCIATES, INC. (TULSA OK)
CT
03/09/2000 - 06/30/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 08/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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