linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Donna J Rose

Morgan Stanley

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Donna? Claim Your Profile

About Donna J Rose

Donna Rose is a financial advisor with over 20 years of experience in the industry. She currently works at Morgan Stanley, a leading financial services firm. Donna holds both Series 7 and Series 66 licenses and has a strong background in investment management and financial planning. Donna has experience working at several other well-known firms including Nationwide Securities, LLC, Stifel, Nicolaus & Company, Incorporated, and UBS Financial Services Inc. Donna specializes in working with high-net-worth individuals, corporations, and charitable organizations. She offers a range of investment advisory services including asset allocation advice, financial planning, and portfolio management.

Firm Information

Donna Rose is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

check

other

See schedule d miscellaneous

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Donna Rose’s Registration & Firm History

OH

03/30/2021 - Present

Morgan Stanley (Columbus OH)

OH

10/22/2019 - 03/19/2021

NATIONWIDE SECURITIES, LLC (Columbus OH)

OH

02/07/2014 - 10/07/2019

MORGAN STANLEY (COLUMBUS OH)

OH

08/17/2012 - 02/17/2014

PRINCOR FINANCIAL SERVICES CORPORATION (COLUMBUS OH)

OH

09/10/2009 - 06/29/2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED (DUBLIN OH)

OH

06/01/2009 - 09/24/2009

MORGAN STANLEY SMITH BARNEY (COLUMBUS OH)

OH

02/21/2006 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (COLUMBUS OH)

MD

11/18/2003 - 02/21/2006

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NJ

01/02/2001 - 12/12/2003

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

OH

12/16/1999 - 12/20/2000

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

Not sure if Donna J Rose is right for you?

Licenses & Designations

BOTH

Issued 04/17/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Donna J Rose.
Not sure if Donna J Rose is right for you?