Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Gail Smothermon is a Registered Representative of Wells Fargo Clearing Services, LLC and has been in the industry since 2007. Donna is licensed to provide securities and investment advisory services in numerous states and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Donna's career includes previous roles at Janney Montgomery Scott LLC, Morgan Keegan & Company, Inc., Wells Fargo Advisors, LLC, MetLife Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Donna has passed the Uniform Combined State Law Examination, General Securities Representative Examination, Securities Industry Essentials Examination, and the General Securities Sales Supervisor - Options Module Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/19/2017 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
FL
04/13/2012 - 07/27/2016
JANNEY MONTGOMERY SCOTT LLC (SARASOTA FL)
FL
02/23/2010 - 04/12/2012
MORGAN KEEGAN & COMPANY, INC. (SARASOTA FL)
FL
08/14/2009 - 02/23/2010
WELLS FARGO ADVISORS, LLC (SARASOTA FL)
FL
02/27/2009 - 07/23/2009
METLIFE SECURITIES INC. (SARASOTA FL)
FL
10/25/2007 - 01/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
BOTH
Issued 12/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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