Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Esposito is a financial advisor with over 25 years of experience in the financial services industry. Donna is a registered representative and investment advisor representative with Wealthpenn.comllc, and has previously held similar roles with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Banc of America Investment Services, Inc., and Barnett Investments, Inc. Donna is licensed to provide financial services in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/23/2020 - Present
Wealthpenn.comllc (Palm Harbor FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM HARBOR FL)
FL
07/20/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PALM HARBOR FL)
FL
04/01/1998 - 07/21/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
FL
10/11/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BOTH
Issued 10/5/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/6/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/18/2005
Series 4 - Registered Options Principal Examination
BC
Issued 6/11/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/2011
Series 3 - National Commodity Futures Examination
BC
Issued 9/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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