Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Elaine Stock is a financial advisor with over 20 years of experience. Donna is currently registered with Raymond James Financial Services Advisors, Inc., which is headquartered in Saint Petersburg, Florida. She has previously been registered with several other firms including Wells Fargo Advisors Financial Network, LLC, Raymond James Financial Services, Inc., Barclays Capital Inc., Morgan Stanley, Ameriprise Financial Services, Inc., Raymond James & Associates, Inc., Janney Montgomery Scott LLC, and Salomon Smith Barney Inc. Donna offers a variety of services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
01/09/2020 - Present
Raymond James Financial Services Advisors, Inc. (Hawley PA)
PA
03/22/2018 - 01/13/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HONESDALE PA)
FL
12/01/2015 - 03/15/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (WEST PALM BEACH FL)
FL
01/06/2015 - 04/09/2015
BARCLAYS CAPITAL INC. (PALM BEACH FL)
FL
11/06/2013 - 07/21/2014
MORGAN STANLEY (BOCA RATON FL)
FL
11/21/2011 - 10/25/2013
AMERIPRISE FINANCIAL SERVICES, INC. (PALM BEACH GARDENS FL)
FL
09/23/2005 - 11/29/2011
RAYMOND JAMES & ASSOCIATES, INC. (WEST PALM BEACH FL)
PA
01/04/1999 - 10/12/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
08/25/1998 - 01/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 6/4/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/17/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/28/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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