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Donna Dyke-bajaj

Oppenheimer & Co. Inc.

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About Donna Dyke-bajaj

Donna Dyke-bajaj is a registered representative and investment advisor representative with Oppenheimer & Co. Inc.. Donna has been in the securities industry since 1971 and is licensed in 18 states. Donna has experience with providing financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. Donna also holds the Series 7, Series 63, Series 65, SIE, and PC licenses.

Firm Information

Donna Dyke-bajaj is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Donna Dyke-bajaj’s Registration & Firm History

TX

04/18/2005 - Present

Oppenheimer & Co. Inc. (DALLAS TX)

NY

11/03/2000 - 04/18/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

01/05/1979 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

09/26/1978 - 03/23/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

06/20/1978 - 01/02/1979

DEAN WITTER REYNOLDS INC.

NA

01/15/1975 - 09/26/1978

WHITE, WELD & CO. INCORPORATED

NA

08/07/1974 - 01/15/1975

WHITE, WELD & CO., INCORPORATED

NA

11/22/1971 - 08/11/1974

W. E. HUTTON & CO.

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Licenses & Designations

IA

Issued 10/25/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/26/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/1977

PC - AMEX Put and Call Exam

BC

Issued 11/12/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Donna Dyke-bajaj. Review regulatory record here.
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