Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donna? Claim Your ProfileDonna Rogers is a financial advisor with over 20 years of experience in the industry. Donna has been registered with Ameriprise Financial Services, LLC since September of 2022. Prior to joining Ameriprise Financial Services, LLC, Donna worked as a financial advisor for WELLS FARGO CLEARING SERVICES, LLC and HARBOR FINANCIAL SERVICES, LLC. Donna specializes in working with individuals, businesses, and retirement plans. Donna is a Registered Representative and Investment Advisor Representative in multiple states, and holds several securities licenses including Series 7, Series 10, and Series 66. Donna is dedicated to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
09/30/2022 - Present
Ameriprise Financial Services, LLC (Mobile AL)
AL
11/20/2013 - 10/05/2022
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
TX
07/21/2010 - 09/13/2013
HARBOR FINANCIAL SERVICES, LLC (DALLAS TX)
AL
11/20/2008 - 03/09/2009
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (MOBILE AL)
AL
07/17/2007 - 01/10/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (MOBILE AL)
AL
08/20/2002 - 07/11/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (MOBILE AL)
NY
03/05/2002 - 08/21/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
AL
05/09/2001 - 03/07/2002
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
TN
04/12/2001 - 05/14/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
02/17/2000 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
BOTH
Issued 04/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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