Unclaimed
Donna Chung is a financial professional with over 7 years of experience in the securities industry. She is currently registered with UBS Securities LLC and has been active in the industry since July 31, 2016. Previously, Donna worked at Barclays Capital Inc. She holds the Series 63, Series 79 and SIE licenses and is registered in all 50 states. Donna's experience in the investment banking sector allows her to provide a comprehensive range of services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/24/2024 - Present
UBS Securities LLC (New York NY)
NY
08/01/2016 - 06/26/2024
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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