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Donna Anne Shattuck

Tradestation Securities, Inc.

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About Donna Anne Shattuck

Donna Shattuck is a registered representative with Tradestation Securities, Inc. Donna has been in the securities industry since 1998. Donna has a Series 7, 6, 24, 63, and SIE license. Donna has held previous positions with firms such as Linsco/Private Ledger Corp., Commonwealth Financial Network, MML Investors Services, Inc., and Banc One Securities Corporation.

Firm Information

Donna Shattuck is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donna Shattuck’s Registration & Firm History

FL

02/14/2023 - Present

Tradestation Securities, Inc. (PLANTATION FL)

SC

03/15/2004 - 09/09/2005

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MA

10/06/2003 - 03/18/2004

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

SC

04/26/2002 - 10/08/2003

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MA

11/13/2001 - 06/07/2002

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

IL

10/15/1998 - 08/03/2001

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2002

Series 24 - General Securities Principal Examination

BC

Issued 02/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/05/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2002

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Donna Anne Shattuck.
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