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Donn Arthur Chong

Marex Capital Markets Inc.

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About Donn Arthur Chong

Donn Chong is a financial professional with over 30 years of experience in the industry. Donn is currently registered with Marex Capital Markets Inc. in Chicago, IL. Donn has previously been registered with NEWEDGE USA, LLC and DEAN WITTER REYNOLDS INC. Donn is also a Series 7, 7TO, and 63 licensed advisor.

Firm Information

Donn Chong is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donn Chong’s Registration & Firm History

IL

04/07/2022 - Present

Marex Capital Markets Inc. (Chicago IL)

IL

07/09/2009 - 10/05/2011

NEWEDGE USA, LLC (CHICAGO IL)

NA

03/21/1989 - 04/23/1990

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 04/17/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Donn Arthur Chong.
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