Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donis? Claim Your ProfileDonis Noe Smith is a financial advisor with over 27 years of experience in the industry. Donis is currently registered with Rockefeller Financial LLC, a firm managing more than $50 billion in assets. Donis has a broad range of experience, having worked with both individuals and businesses. Donis offers a variety of financial planning and advisory services, including portfolio management, pension consulting, and selection of other advisors. Donis has a strong track record of success and is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/15/2023 - Present
Rockefeller Financial LLC (Wilmington NC)
NC
10/18/2013 - 09/26/2023
UBS FINANCIAL SERVICES INC. (WILMINGTON NC)
NC
06/01/2009 - 10/24/2013
MORGAN STANLEY (WILMINGTON NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WILMINGTON NC)
NC
09/11/1995 - 04/02/2007
MORGAN STANLEY DW INC. (WILMINGTON NC)
IA
Issued 09/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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