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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donial? Claim Your ProfileDonial Nikooei is an active investment advisor representative who has been in the industry since October 19, 2020. Donial Nikooei is currently registered with Morgan Stanley. Donial Nikooei has a total of 4 approved SRO registrations, 1 approved FINRA registration, and 53 approved state registrations. Prior to joining Morgan Stanley, Donial Nikooei was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and U.S. BANCORP INVESTMENTS, INC. Donial Nikooei holds licenses for Series 66, Series 10, Series 9, Series 7TO, and SIE. Donial Nikooei has worked at U.S. Bank, U.S. Bancorp Investments, Inc., Pacific Sotheby's International Realty, Orange Theory Fitness, UC Irvine, UC Irvine - Paul Merage School of Business, High School Student, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, OTF Irvine, and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/22/2024 - Present
WEALTHPENN.COMLLC (San Francisco CA)
CA
04/23/2021 - 01/05/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
MN
08/21/2020 - 04/09/2021
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BOTH
Issued 9/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/4/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 2/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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