Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dongwook? Claim Your ProfileDongwook Yi is a financial professional with over 15 years of experience in the securities industry. Dongwook is currently registered with Globalink Securities, Inc. and holds a Series 7, Series 66, and SIE licenses. Dongwook has also held positions at LPL FINANCIAL LLC, SECURITIES AMERICA, INC., and AXA ADVISORS, LLC. Dongwook is licensed in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/09/2022 - Present
Globalink Securities, Inc. (Monrovia CA)
CA
12/15/2021 - 11/18/2022
LPL FINANCIAL LLC (DOWNEY CA)
CA
12/18/2012 - 12/21/2021
SECURITIES AMERICA, INC. (DOWNEY CA)
CA
09/03/2007 - 11/09/2012
AXA ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 09/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dongwook Yi is the right advisor for you? Invested Better is here to help.
