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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dongsoo? Claim Your ProfileDongsoo Lee is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Dongsoo has been working in the financial industry since April 21, 2012. Dongsoo has licenses in both California and Texas and works out of the Merrill Lynch office in La Jolla, California. Dongsoo has extensive experience in the industry and a wide range of licenses including Series 7, 24, 55, 63, and 66. Dongsoo specializes in working with individual clients, businesses, and corporations to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LA JOLLA CA)
NY
06/03/2003 - 01/03/2005
TRILLIUM TRADING LLC (NEW YORK NY)
NJ
06/28/2002 - 06/05/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
NJ
04/21/1998 - 06/02/2000
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
10/18/1996 - 04/22/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BOTH
Issued 07/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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