Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donghyup? Claim Your ProfileDonghyup Shin is a financial professional with over 13 years of experience in the industry. Donghyup has worked with various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and Charles Schwab & CO., Inc. Donghyup holds several professional licenses and designations, including Series 6, 7, 9, 10, 26, 63, and 65. Donghyup provides financial advisory services to individuals and businesses, specializing in investment management, financial planning, and selection of other advisors. Currently, Donghyup is registered as a Registered Representative (RA) with Charles Schwab & CO., Inc. in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/02/2019 - Present
Charles Schwab & CO., Inc. (Los Altos CA)
CA
09/11/2015 - 05/30/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
CA
12/16/2014 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (SUNNYVALE CA)
CA
05/29/2007 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (SARATOGA CA)
CA
09/27/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (CUPERTINO CA)
WI
02/04/2004 - 06/30/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 11/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/16/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Donghyup Shin is the right advisor for you? Invested Better is here to help.
