Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dong? Claim Your ProfileDong Yang Zhao is a financial professional with over 15 years of experience in the securities industry. Dong is currently registered with HSBC Securities (USA) Inc. and has previously held positions at BNP Paribas Securities Corp., Fortis Securities LLC, and SG Americas Securities, LLC. Dong has a strong background in securities trading and investment management, and holds the Series 7 and Securities Industry Essentials (SIE) licenses. Dong's expertise and experience make Dong well-suited to assist clients with their financial planning and investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
03/17/2014 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NY
05/17/2010 - 05/10/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
12/19/2006 - 01/25/2010
FORTIS SECURITIES LLC (NEW YORK NY)
NY
01/05/2006 - 09/08/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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