Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dong wook? Claim Your ProfileDong wook Han is an Investment Advisor Representative (IAR) and Registered Representative (RR) with Equitable Advisors, LLC. Dong wook Han has been in the financial services industry since February 25, 2006. Dong wook Han is registered to offer investment advice in New Jersey. Dong wook Han has passed the Series 63, Series 65 and Series 66 exams, and the Series 7 and SIE exams. Dong wook Han also has previous registration experience with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Dong wook Han provides financial planning, pension consulting and portfolio management services to individuals, businesses, high-net-worth individuals, pension and profit sharing plans, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/28/2009 - Present
Equitable Advisors, LLC (SADDLE BROOK NJ)
NY
02/10/1999 - 05/17/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/10/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 06/24/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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