Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dong? Claim Your ProfileDong Mok Lyu is a financial advisor with Cetera Advisor Networks LLC, a financial services firm. Dong has been working in the industry since August 1993. Dong has Series 6, 26, and 63 licenses. They are registered with the state of California. Dong's previous experience includes working for Tower Square Securities, Inc. and Intersecurities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/03/2013 - Present
Cetera Advisor Networks LLC (LOS ANGELES CA)
CA
06/28/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (LOS ANGELES CA)
GA
06/06/1994 - 07/02/1996
WMA SECURITIES, INC. (DULUTH GA)
FL
08/18/1993 - 06/06/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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