Unclaimed
Dong hwan Ki is a registered representative with Nylife Securities LLC. Dong hwan Ki has been in the securities industry since 2002. Dong hwan Ki has a Series 7, Series 63, Series 24, and SIE licenses. Dong hwan Ki is registered in Maryland and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
02/17/2023 - Present
Nylife Securities LLC (FAIRFAX VA)
NY
05/03/2002 - 11/28/2006
WOORI INVESTMENT & SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 04/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 02/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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