Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald William Tynion has been in the financial services industry since 1999. Donald is currently registered with UBS Financial Services Inc. and has been with UBS since 2013. Donald has held positions with Smith Barney Inc., Kidder, Peabody & Co. Incorporated, and Lehman Brothers Inc. throughout his career. Donald has been registered in 31 states, and is currently registered in Vermont, Florida, and Texas. Donald holds the Series 7 and 66 licenses and has taken the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VT
08/19/2004 - Present
UBS Financial Services Inc. (SOUTH BURLINGTON VT)
NY
01/18/1995 - 02/02/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/30/1992 - 01/11/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
02/25/1991 - 05/06/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/25/1991 - 05/06/1992
LEHMAN GOVERNMENT SECURITIES INC.
NA
02/25/1991 - 05/06/1992
LEHMAN SPECIAL SECURITIES INC.
BOTH
Issued 07/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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