Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald William Sterling is a financial professional with over 40 years of experience in the securities industry. Donald has held various positions at several firms, including Generational Capital Markets Inc., Crescent Securities Group, Inc., Institutional Securities Corp., and ALTACCESS SECURITIES COMPANY, L.P., before joining Smith Capital Markets, LLC. Donald's experience includes managing client accounts, providing investment advice, and offering financial planning services. Donald is registered with FINRA and holds several securities licenses, including Series 4, 24, 27, 53, 63, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/17/2018 - Present
Smith Capital Markets, LLC (DALLAS TX)
TX
08/26/2003 - 11/30/2023
ALTACCESS SECURITIES COMPANY, L.P. (Dallas TX)
TX
04/09/1998 - 11/07/2023
OMEGA SECURITIES, INC. (FORT WORTH TX)
TX
03/02/2007 - 06/23/2020
ALLIANCE FINANCIAL GROUP, INC. (DALLAS TX)
TX
04/22/2003 - 03/15/2019
GREENHILL COGENT, LP (DALLAS TX)
TX
11/08/2012 - 12/17/2018
RGL ADVISORS, LLC (IRVING TX)
TX
03/09/2016 - 07/02/2018
VCA SECURITIES, LP (DALLAS TX)
TX
05/16/2011 - 09/26/2017
WESTLAKE SECURITIES (AUSTIN TX)
TX
07/02/2015 - 02/08/2016
NETHERLAND SECURITIES, INC. (DALLAS TX)
TX
05/12/1993 - 04/10/2015
ASSOCIATED BOND BROKERS, INC. (DALLAS TX)
TX
01/01/2012 - 04/06/2015
VISTA SECURITIES, INC. (DALLAS TX)
TX
08/14/2002 - 05/29/2012
BLUFFVIEW CAPITAL, LP (DALLAS TX)
TX
01/14/2008 - 05/02/2012
BALDWIN ANTHONY SECURITIES, INC. (DALLAS TX)
TX
03/07/2008 - 10/25/2010
PINNACLE PARTNERS FINANCIAL CORPORATION (SAN ANTONIO TX)
TX
03/01/2000 - 06/29/2009
STONEGATE SECURITIES, INC. (DALLAS TX)
TX
05/02/1995 - 04/21/2008
WFG INVESTMENTS, INC. (DALLAS TX)
TX
06/22/1989 - 12/13/2007
SAN JACINTO SECURITIES, INC. (DALLAS TX)
TX
06/10/2003 - 11/19/2007
FLAGLER DRIVE FINANCIAL, L.P. (DALLAS TX)
TX
06/05/2002 - 10/30/2006
FINANCIAL COUNSELING CORPORATION (HOUSTON TX)
TX
07/24/2000 - 12/07/2005
FETTERMAN INVESTMENTS, INC. (DALLAS TX)
NJ
06/28/2005 - 10/04/2005
DIRECT TRADING INSTITUTIONAL, L.P. (JERSEY CITY NJ)
TX
08/15/2001 - 07/08/2005
DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)
CT
10/27/2003 - 01/05/2004
RUMFOLO AND ASSOCIATES SECURITIES, LP (NORWALK CT)
TX
10/10/2001 - 01/02/2002
NBC FINANCIAL, INC. (SAN ANTONIO TX)
TX
03/14/2001 - 12/31/2001
CENTERPOINT SECURITIES INC. (DALLAS TX)
TX
10/18/1993 - 08/23/2001
KAREN HOWE-MISKO & COMPANY INCORPORATED (PLANO TX)
TX
09/11/1995 - 04/30/2001
TARA CAPITAL PARTNERS, INC. (DALLAS TX)
TX
06/03/1991 - 10/10/2000
LOBO SECURITIES, INC. (DALLAS TX)
TX
04/21/1998 - 03/29/2000
INTERNATIONAL EXCHANGE BROKERS, LLC. (DALLAS TX)
TX
06/02/1999 - 12/14/1999
CULLUM & BURKS SECURITIES, INC. (DALLAS TX)
NA
08/10/1993 - 06/02/1999
PINEWOOD SECURITIES, CORP.
TX
06/26/1995 - 04/14/1999
COMVEST PARTNERS, INC. (DALLAS TX)
TX
10/24/1995 - 07/24/1998
J&J SECURITIES, INC. (SAN ANTONIO TX)
TX
02/14/1994 - 03/17/1998
CULMEN GROUP, L.P. (FORTH WORTH TX)
TX
07/23/1997 - 09/26/1997
RICHMARK CAPITAL CORPORATION (IRVING TX)
TX
04/06/1988 - 09/17/1997
WATERFORD CAPITAL, INC. (ADDISON TX)
TX
02/14/1997 - 04/23/1997
FOUNDERS EQUITY SECURITIES INC. (DALLAS TX)
NA
07/05/1994 - 06/26/1996
AXIS TRADING CORPORATION
TX
02/27/1989 - 07/12/1993
AUGUSTA SECURITIES CORP. (HOUSTON TX)
NA
09/08/1986 - 06/28/1989
M.S. ETHEREDGE & CO., INC.
NA
10/27/1983 - 01/06/1988
CAPITAL INSTITUTIONAL SERVICES, INC.
BC
Issued 11/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/21/1987
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/19/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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