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Donald William Fillinger

Northern Lights Distributors, LLC

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About Donald William Fillinger

Donald Fillinger is a registered representative with Northern Lights Distributors, LLC. Donald has over 20 years of experience in the financial services industry. He is a licensed Series 6, 7, 63, and 66 representative and holds the SIE designation. Donald is registered in California and Nebraska. Donald's previous employers include MBSC Securities Corporation, DWS Investments Distributors, Inc, Sun Life Financial Distributors, Inc., AIG SunAmerica Capital Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Donald Fillinger is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Fillinger’s Registration & Firm History

NE

01/13/2017 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

NY

05/12/2014 - 08/26/2016

MBSC SECURITIES CORPORATION (NEW YORK NY)

IL

02/15/2011 - 05/08/2014

DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)

MA

09/20/2006 - 11/02/2010

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

NJ

12/18/2003 - 07/05/2006

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

NY

06/25/1999 - 08/01/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

GA

02/18/1997 - 02/17/1999

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 07/02/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1999

Series 7 - General Securities Representative Examination

BC

Issued 02/13/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald William Fillinger.
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