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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Faul is a financial advisor with over 30 years of experience in the industry. Donald Faul has a broad range of experience, having worked with several firms including Barr Rosenberg Funds Distributor, Inc., CitiCorp Investment Services, ASB Financial Services, Griffin Financial Services, Titan Capital Corporation, Anchor National Financial Services, Inc., and currently with Mariner Independent. Donald Faul is a Certified Financial Planner™ professional and holds Series 63, 66, 24, 53, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/02/2016 - Present
Mariner Independent (Walnut Creek CA)
MA
06/24/1998 - 04/04/2003
BARR ROSENBERG FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
09/18/1995 - 11/13/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
06/12/1989 - 11/12/1994
ASB FINANCIAL SERVICES (IRVINE CA)
NA
10/23/1985 - 03/08/1989
GRIFFIN FINANCIAL SERVICES
NA
07/13/1984 - 03/24/1986
TITAN CAPITAL CORPORATION
NA
01/25/1984 - 06/26/1984
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BOTH
Issued 11/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/21/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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